An Investment Advisor has a duty to always act in the best interest of its clients — a fiduciary duty. A fiduciary should not engage in any activity in conflict with the interest of any client and it should take steps to eliminate all conflicts of interest that might incline it to provide advice that is not impartial. If it cannot eliminate such a conflict, then it must fully disclose the conflict. It should also take care to avoid misleading its clients in any way and it should provide full and fair disclosure of all material facts.

As an Investment Advisor, we owe you, our client, specific duties as a fiduciary:

• Collect suitability and investment profile information;
• Provide advice that is suitable, appropriate, and in your best interest;
• Make all efforts to ensure best execution of transactions; 
• Give full disclosure of material facts and any potential or actual conflicts of interest;
• Serve with loyalty and in utmost good faith; and
• Exercise care to avoid misleading any client.

We continually seek to protect the interest of each of our clients and to consistently place the their interests first and foremost in all situations.